Specification sheet

MEC-19 Expansion review

Make scope growth its own authorization decision, with fresh evidence and a check that correction capacity grew with it.

Where it fits

Filters and handoffs

Tagged for Governance, Policy with validator handshakes. Includes 3 steps, 3 reusable assets, and 4 snippet blocks.

Scholarly metadata

Authorship

Contact: research@ethotechnics.org

Publication details

  • Published: Dec 3, 2025
  • Last updated: Jan 9, 2026
  • Version: v1.1.0
  • DOI: Pending Zenodo deposit

License: CC BY-SA 4.0

Credit Ethotechnics Institute, include the page title + version, and link to the canonical permalink.

Archive snapshot: Wayback capture

Changelog

  • v1.1.0 · 2026-01-09 — Added citation metadata, mechanisms-level authorship details, and structured usage guidance.
  • v1.0.0 · 2025-12-03 — Initial public mechanisms release.

Copy citation (APA/BibTeX)

Cite this page Formats: APA, MLA, Chicago, BibTeX, RIS

Version

v1.1.0

Last updated

Jan 9, 2026

DOI

Pending Zenodo deposit

APA

Ethotechnics Institute Research Team. (2026). MEC-19 Expansion review. Ethotechnics Institute. https://ethotechnics.org/mechanisms/patterns/expansion-review

MLA

Ethotechnics Institute Research Team. "MEC-19 Expansion review." Ethotechnics Institute, 2026, https://ethotechnics.org/mechanisms/patterns/expansion-review.

Chicago

Ethotechnics Institute Research Team. "MEC-19 Expansion review." Ethotechnics Institute. Jan 9, 2026. https://ethotechnics.org/mechanisms/patterns/expansion-review.

BibTeX

@misc{mechanism_expansion-review,
  title={MEC-19 Expansion review},
  author={Ethotechnics Institute Research Team},
  year={2026},
  howpublished={Ethotechnics Institute},
  url={https://ethotechnics.org/mechanisms/patterns/expansion-review},
  version={v1.1.0}
}

RIS

TY  - WEB
TI  - MEC-19 Expansion review
AU  - Ethotechnics Institute Research Team
PY  - 2026
UR  - https://ethotechnics.org/mechanisms/patterns/expansion-review
ER  -

Specification overview

At-a-glance details for planning and handoffs.

Capture the scope, assets, and validator handshakes before diving into the steps.

Spec essentials

What ships with this mechanism

  • 3 steps with checklist-ready owners.
  • 3 reusable assets for briefs and runbooks.
  • 4 reuse-ready snippet blocks.
  • 3 glossary anchors for shared terms.

Filters & validators

Where this spec sits in the system

Tagged in 2 filters with 2 linked validators.

Glossary anchors

Link back to the definitions.

Jump to the glossary terms that frame this mechanism.

Steps

Put the mechanism in motion.

Start with the field cues, then use the assets to keep the work legible.

3 steps with checklist-ready owners, plus linked assets for handoffs.

Assets

Keep outputs reusable.

Link or copy these assets into design docs, runbooks, and briefs so the mechanism travels with the work.

Expansion record template

Proposed scope change, evidence for it, and the correction capacity it requires.

Correction capacity check

Comparison of the reviewers, reversal paths, and repair budget before and after the change.

Expansion criteria list

What counts as expansion for this system, agreed before the first request.

Reuse-ready snippets

Copy policy, audit, and incident language.

Use these snippets in requirements, audits, and postmortems with the mechanism permalink.

Policy requirement

Policy requirement (MEC-19 Expansion review)
- Any growth in population, action class, ceiling, or autonomy is authorized as a new decision with its own evidence.
- The decision records whether correction capacity grows with the expanded scope.
Reference: https://ethotechnics.org/mechanisms/patterns/expansion-review

Product requirement

Product requirement (MEC-19)
- Scope changes are applied through a grant transition, not through configuration drift.
- The grant history distinguishes expansion transitions from renewals.

Audit evidence checklist

Audit evidence checklist (MEC-19)
[ ] Expansion criteria are defined for the system.
[ ] Each expansion has a record with evidence and a correction-capacity check.
[ ] Grant histories show expansion transitions with reviewers.

Postmortem trigger

Postmortem trigger (MEC-19)
Trigger review when scope grew without an expansion record, or when it grew while correction capacity stayed fixed.

Example usage

From one region to all regions

A concrete scenario to help teams see how the pieces fit together.

How it plays out

A pilot that ran well in one region is treated as a request rather than a result: the team files an expansion record, finds the appeals queue would need two more reviewers, funds them, and only then transitions the grant.

Anti-patterns

Common failure cases and counterfactuals

Use these to avoid superficial compliance and clarify what success requires.

The automation ratchet

Success is taken as its own authorization, so scope only ever widens and never contracts.

Counterfactual: Expansion is a decision with evidence, and contraction is an available outcome.

False-positive warning: Fast expansion is fine when each step is a recorded decision with capacity behind it.

Expansion by configuration

Scope grows through a threshold change or a new tool binding that no one reviews as an authority change.

Counterfactual: Scope changes move through a grant transition with a reviewer.

False-positive warning: Routine parameter tuning inside an agreed ceiling is not expansion; crossing the ceiling is.

Validators

Pair validators with this mechanism.

Use these tools to size risk and keep the stewardship path visible.

Validator

System Audit & Guardrail Synthesizer

Evaluates AI system prompts, architectures, and automated decision logic against 80+ governance failure modes and synthesizes executable guardrail code and legal SLA clauses.

Validator

Technical Capacity Forecaster

Charts compound decay against refusal windows to spot saturation risk across a 24-month horizon.