Specification sheet

MEC-13 Authority grant register

Hold every delegated authority as a stateful record with provenance, scope, evidence basis, expiry, revocation conditions, and state history.

Where it fits

Filters and handoffs

Tagged for Governance, Policy with validator handshakes. Includes 3 steps, 3 reusable assets, and 4 snippet blocks.

Scholarly metadata

Authorship

Contact: research@ethotechnics.org

Publication details

  • Published: Dec 3, 2025
  • Last updated: Jan 9, 2026
  • Version: v1.1.0
  • DOI: Pending Zenodo deposit

License: CC BY-SA 4.0

Credit Ethotechnics Institute, include the page title + version, and link to the canonical permalink.

Archive snapshot: Wayback capture

Changelog

  • v1.1.0 · 2026-01-09 — Added citation metadata, mechanisms-level authorship details, and structured usage guidance.
  • v1.0.0 · 2025-12-03 — Initial public mechanisms release.

Copy citation (APA/BibTeX)

Cite this page Formats: APA, MLA, Chicago, BibTeX, RIS

Version

v1.1.0

Last updated

Jan 9, 2026

DOI

Pending Zenodo deposit

APA

Ethotechnics Institute Research Team. (2026). MEC-13 Authority grant register. Ethotechnics Institute. https://ethotechnics.org/mechanisms/patterns/authority-grant-register

MLA

Ethotechnics Institute Research Team. "MEC-13 Authority grant register." Ethotechnics Institute, 2026, https://ethotechnics.org/mechanisms/patterns/authority-grant-register.

Chicago

Ethotechnics Institute Research Team. "MEC-13 Authority grant register." Ethotechnics Institute. Jan 9, 2026. https://ethotechnics.org/mechanisms/patterns/authority-grant-register.

BibTeX

@misc{mechanism_authority-grant-register,
  title={MEC-13 Authority grant register},
  author={Ethotechnics Institute Research Team},
  year={2026},
  howpublished={Ethotechnics Institute},
  url={https://ethotechnics.org/mechanisms/patterns/authority-grant-register},
  version={v1.1.0}
}

RIS

TY  - WEB
TI  - MEC-13 Authority grant register
AU  - Ethotechnics Institute Research Team
PY  - 2026
UR  - https://ethotechnics.org/mechanisms/patterns/authority-grant-register
ER  -

Specification overview

At-a-glance details for planning and handoffs.

Capture the scope, assets, and validator handshakes before diving into the steps.

Spec essentials

What ships with this mechanism

  • 3 steps with checklist-ready owners.
  • 3 reusable assets for briefs and runbooks.
  • 4 reuse-ready snippet blocks.
  • 3 glossary anchors for shared terms.

Filters & validators

Where this spec sits in the system

Tagged in 2 filters with 1 linked validators.

Glossary anchors

Link back to the definitions.

Jump to the glossary terms that frame this mechanism.

Steps

Put the mechanism in motion.

Start with the field cues, then use the assets to keep the work legible.

3 steps with checklist-ready owners, plus linked assets for handoffs.

Assets

Keep outputs reusable.

Link or copy these assets into design docs, runbooks, and briefs so the mechanism travels with the work.

Grant record template

Fields for issuer, holder, scope, evidence basis, expiry, revocation conditions, and state.

State transition table

The permitted moves between grant states and who may make each one.

Renewal calendar

Upcoming expiries with the reviewer responsible for each renewal decision.

Reuse-ready snippets

Copy policy, audit, and incident language.

Use these snippets in requirements, audits, and postmortems with the mechanism permalink.

Policy requirement

Policy requirement (MEC-13 Authority grant register)
- Maintain a register of delegated authorities with issuer, scope, evidence basis, expiry, and revocation conditions.
- Record every grant state change with its reason and reviewer, and expose the register to the decision log.
Reference: https://ethotechnics.org/mechanisms/patterns/authority-grant-register

Product requirement

Product requirement (MEC-13)
- Each consequential action names the grant identifier and grant state it ran under.
- Grants past expiry move to review_required and are refused until a reviewer renews them.

Audit evidence checklist

Audit evidence checklist (MEC-13)
[ ] Every exercised authority has a register entry with issuer and scope.
[ ] Grants carry an expiry and stated revocation conditions.
[ ] State history shows who changed each grant and on what basis.

Postmortem trigger

Postmortem trigger (MEC-13)
Trigger review when an action runs under a grant that is missing, expired, or not in the allowed state.

Example usage

Registering an agent's refund authority

A concrete scenario to help teams see how the pieces fit together.

How it plays out

A support platform records the agent's refund authority as a grant with a value ceiling, an evidence basis in the last accuracy review, a 90-day expiry, and revocation on any confirmed mis-refund; the refund endpoint reads the grant state before acting.

Anti-patterns

Common failure cases and counterfactuals

Use these to avoid superficial compliance and clarify what success requires.

Permissions as config

Authority lives in a role file or feature flag with no issuer, basis, or expiry, so widening it is a deploy rather than a decision.

Counterfactual: Authority lives in a register where each grant names its issuer, basis, expiry, and revocation conditions.

False-positive warning: Config can still enforce the grant; the register is the record of why the config says what it says.

Register without state

Grants are documented once and never move, so an expired or contested grant reads the same as a current one.

Counterfactual: Each grant carries a current state and an appended history of transitions.

False-positive warning: A stable grant is fine; what matters is that the register can show it was reviewed and left in place.

Validators

Pair validators with this mechanism.

Use these tools to size risk and keep the stewardship path visible.

Validator

System Audit & Guardrail Synthesizer

Evaluates AI system prompts, architectures, and automated decision logic against 80+ governance failure modes and synthesizes executable guardrail code and legal SLA clauses.